Trading Regulation: Compliance Reporting for Financial Insti
Mhamed Bettaieb Overview:
Compliance reporting has become a cornerstone of financial regulation, particularly in the trading sector, where the accuracy, timeliness, and completeness of reports are critical. As regulatory bodies intensify their oversight, financial institutions must navigate a complex web of reporting requirements, spanning multiple jurisdictions and regulations. Effective compliance reporting not only fulfills regulatory obligations but also serves as a critical tool in risk management and decision-making, ensuring that institutions remain transparent and accountable in their trading activities.
Why you should Attend:
Effective compliance reporting is essential for maintaining regulatory compliance and avoiding penalties. This session will provide you with the knowledge to enhance your institution's reporting capabilities, ensuring accuracy and efficiency in compliance reporting. By attending, you will learn about the latest developments in reporting frameworks and technologies, helping you stay ahead in a rapidly evolving regulatory environment.
Areas Covered in the Session:
- Overview of Compliance Reporting Requirements
- Data Management and Governance
- Reporting Frameworks and Standards
- Role of Technology in Compliance Reporting
- Challenges and Best Practices in Reporting
- Impact on Risk Management and Decision-Making
- Future Trends in Compliance Reporting
Who Will Benefit:
- Compliance Officers
- Risk Managers
- Data Management Professionals
- IT and Technology Specialists
- Financial Analysts
- Regulatory Affairs Professionals
Speaker Profile
Mhamed Bettaieb is an experienced capital markets and derivatives professional, possessing over 25 years of expertise in risk management, portfolio management, trading, and consulting. Holding an MSc in Finance, CFA, FRM, and NFA Series 3, Mhamed demonstrates proficiency in derivatives portfolios risk management algorithmic trading and dynamic hedging strategies.
As the Founder and CEO of Cap Bon Consulting, he has successfully led a myriad of regulatory initiatives e.g. Basel 2, 2.5, 3 and 3.5, CCAR, FRTB, SIMM, RWA (Market, Credit and Operational Risk including SA-CCR). and derivatives system implementations for top-tier global financial institutions, showcasing his extensive knowledge in derivatives system architecture and risk management.
Throughout his career, Mhamed has held prominent positions at esteemed organizations such as SocGen, BMO, Mizuho, Nomura, Credit Suisse, MFUG, Santander, NBC, KPMG, Accenture, Aegon, ABN AMRO Bank, Banque de Tunisie, and Barclays Capital, cultivating a robust international presence across major financial hubs, including NYC, Chicago, Toronto, Montreal, Tunis, London, and Madrid.
Mhamed is adept at program management, application architecture, and excels in client-facing engagements.
Mhamed's passion extends to teaching financial statistics and risk management at Rutgers Department of Statistics, where he engages Masters-level students. He is currently in the middle of writing a book about Options Pricing with Python with a UK publisher (the book is in the editing phase).